In conclusion to my series about executive war powers, I want to highlight the broader, more sophisticated account of the history of the Framing that undermines any simple claim that the Framers would want Congress to have the power over war because they were anti-executive.

First, the Framers would have understood the Constitution’s distribution of war powers against the background of the British Constitution, which had supplied many of the legal concepts present in the proposed document. Under the formal British system, as described by the widely read William Blackstone, the Crown exercised all of the war power, in which the declaration of war itself played the role of announcing to foreign enemies and domestic citizens a change in legal relations from peacetime to wartime.

Second, British governmental practice in the eighteenth century indicates that Parliament’s control over funding, rather than the role of the declaration of war, provided a sufficient functional check over executive war-making. During the century before the American Constitution, for example, Great Britain engaged in eight significant conflicts; in only one did the nation issue a declaration of war before the start of hostilities.

Third, the political context of the American colonies and newly independent states also would have led to the understanding that the executive possessed the bulk of the war power. Reading the Constitution to maintain the executive’s commander-in-chief authorities bears more consistency with the general development of American constitutional thought from the Revolution through the Framing. Under the British imperial system, colonial governors had exercised unilateral control over the military under their command, subject to control by the assemblies over funding. State experiments in fragmenting the executive, and frustration with the limited powers of the Continental Congress led nationalist reformers to seek the restoration of authority in a unified presidency. Reading the Framers’ treatment of war powers as vesting the power over war in Congress would run counter to this larger historical trend.

Fourth, details from the Framing debates themselves provide evidence that some of the Constitution’s supporters believed that it replicated the British system. When pressed during the Virginia ratifying convention, for example, with the charge that the President’s powers could lead to a military dictatorship, James Madison argued that Congress’s control over funding would provide enough check to control the executive.

In the last post of my series on the war powers debate, I explained that the pro-Congress side of the debate hinges on the shaky notion of legislative intent.  The two most important pieces of evidence on the pro-Congress side are the change in language in the Philadelphia Convention and James Wilson's defense of the Constitution.

As to the amendment of the draft of the Constitution, it is important to recognize that the journals of the federal convention were kept secret until Madison's death in 1836.  They could not have influenced the bodies that gave the Constitution its legal authority -- the state ratifying conventions.  All the ratifying conventions could go on was the fact that the draft Constitution gave Congress the power to declare war, where the Articles had used a much broader phrase.  But even if the secret proceedings at Philadelphia are to be given precedence, it seems clear that the debate on amending Congress's war powers clause was confused -- it took place late in the afternoon on a Friday in a hot, muggy Philadelphia summer -- and its result was to narrow Congress's power over war.  Some argue that this should be understood as expressing  an intent to recognize the President's authority to repel sudden attacks, as one delegate said.  But this would have been already understood, it seems to me, even if the language had gone unamended.  

As for Wilson, it is again worthwhile to look at the larger context of his claim.  Looking at the larger discussion, Wilson is discussing the power to make peace, rather than war.  He is arguing that the Constitution has a built in bias against war.  Again, I think it depends on what "declare war" means.  In my view, Wilson is talking about bringing the country into a state of full, total -- or what the Framers called "perfect" -- war.  That would bring the greatest risk of calamity, and that is what is vested in Congress.  But this does not directly address the question of hostilities.  I do admit that the Wilson quote is the best piece of evidence on the other side, though it is not as compelling to me as the evidence from the constitutional text and other bits of history.

If you agree with me after the last few posts, that the better reading of the constitutional text is that the Constitution gives the President some powers over war, and Congress others, and that the process to decide on war is political, then what does the pro-Congress view rely on?  It really relies upon legislative intent, that there are indications of what the Framers believed the text meant.

The pro-Congress side believes that the Framers had a substantive goal -- reduce warmaking overall -- and used a certain process -- Congress's control over making war -- to achieve it.  Let me quote from the most prominent constitutional law scholar, John Hart Ely, for this position.  If the President and Congress had to agree on war, Ely believed, then the United States would enter fewer wars and those conflicts would arise only after reason and deliberation. As Ely put it,

the point was not to exclude the executive from the decision—if the president’s not on board we’re not going to have much of a war—but rather to ‘clog’ the road to combat by requiring the concurrence of a number of people of various points of view.

Ely relied on three pieces of evidence from the Framing to support this conclusion. First, during the Federal Convention James Madison moved, and the delegates agreed, to change Congress’s power from “make” to “declare” war, leaving to the President the power to repel sudden attacks. Second, James Wilson defended the Constitution in the Pennsylvania ratifying convention by declaring that “[t]his system will not hurry us into war; it is calculated to guard against it. It will not be in the power of a single man, or a single body of men, to involve us in such distress” because the “important power of declaring war” is vested in Congress. Third, Joseph Story observed in his Commentaries that “the power of declaring war . . . is in its own nature and effects so critical and calamitous, that it requires the utmost deliberation, and the successive review of all the councils of the nation."

Ely and others also rely on a variety of quotes, some from Jefferson (on how the Constitution's vesting of power in Congress would tie up the "dogs of war,"), and from Madison about how the Constitution intentionally gave Congress the power to start wars with the vesting of the declare war power.  The problem with these types of quotes is that they are historically anachronistic.  Jefferson, for example, was not a Framer -- he was in Paris at the time of the writing and ratification of the Constitution.  Madison's claim about Congress's power to declare war was on point, but it came in 1793, in the midst of the Helvidius-Pacificus debates over the Neutrality Proclamation.  It could not have expressed the understanding of those who ratified the Constitution because it came well after the fact in the midst of a partisan fight over foreign policy.  Same goes for Story -- his Commentaries on the Constitution comes decades after the ratification, and Story was too young himself to have participated (he would have been eight at the time).

John and I have rather different views on the relationship between Congress and the President as it relates to the control of military operations against foreign nations.  In my view, the traditional account is in fact correct.  The power to declare war lies in the Congress; the power to execute the decision to declare war rests in the President.  The power to declare as I understand is the power to change the state of relations between the United States and a foreign nation, so that the laws of war now apply to them.  The function of the President is then to lead that military effort as the commander-in-chief, not of the United States writ large, but of the Army and the Navy, and the militia when called into the active service of the United States—which it can be only when done pursuant to some Congressional action.  As was made very clear in Federalist Number 69, the President’s power are far more limited than those of a king or even the governor of a state.

This particular point of view is consistent with the text of the provisions as they stand.  Under John’s view, there really is not much that Congress has to do, and nothing that it can do seems to make much difference at the critical moment of transition from peace to war.  To be sure, political restraints kick in later on, but under Yoo’s view, the President could take the initiative and decide to bomb Russia without congressional authorization, which is about as inconsistent with the Founders’ theory of checks and balances as one could imagine.  

This straight-forward analysis is not upset by looking at the parallel provisions in both the articles of Confederation that deal with war and those in other portions to the Constitution.  John is right to note that both of these use the word “engage,” as their operative term.  Thus the Articles of Confederation states in Article VI:  “No State shall engage in any war without the consent of the united States in congress assembled, unless such State be actually invaded by enemies, …” Wars between states were not regarded as out of the question with respect to the Constitution either, for Article I, section 10 contains the rather chilling language “Article I, Section 10: No State shall, without the Consent of Congress, . . . engage in War, unless actually invaded, or in such imminent Danger as will not admit of delay.

But there is this critical distinction. The word “engage” is sufficiently broad to cover both the decision to declare war and the various decisions on how it should be executed, once declared.  That is the correct verb in both these contexts.  With the Articles of Confederation the emphasis was on how states as sovereign entities relate to each other.  In the US Constitution, because (in an era when state sovereignty meant more than it does today, the Congress of the United States has no control over the division of power within any state as to how that war should be conducted.  What Congress does is tell what the states what they may and may not do. 

The federal Constitution is vitally concerned with how those powers are divided within the federal government.  To it the federal government is not just some black box into which others pour content.  It is the source of that kind of authority, and one can see the obvious safeguard in not letting the President go off on peccadilloes of his own.

Yet that said, John makes one powerful point when he talks about the “first mover” advantage.  The necessity exception is evident insofar as it allows states to act first and talk later when they are subject to imminent peril from without.  That right of actions in conditions of public necessity is not explicit in the federal Constitution, but it is read in as consistent with general international practice on the simple ground that the Constitution is not a suicide pact.  That said, we do not need Congress to change our state of relations with other nations who have by their actions declared war on us.  The absence of that specific provision does not render the declare war clause a nullity.  It just shows how it should be understood as part of the complex tapestry that governs this matter.

There is, however, this lingering question:  can we really use the eighteenth century time tables in the twenty-first century, where events necessarily move much faster than previously were the case?  I have mixed emotions on this point, because not only do events move faster, but Congress can move faster if it is inclined to do so.

In the Libyan case, for example, the entire issue was left brooding for weeks, and yet Congress did not assert itself at all. The President in a bad burst of judgment thought that the source of his legitimacy was the United Nations, which is decidedly not part of the original American constitutional scheme. 

But one could ask whether the changes in the external political environment should be allowed to work a subtle shift in American constitutional practice.  My inclination on that question is no.  But it will be harder and harder to insist that Congress has an essential place in the constitutional scheme unless it insists on it.  It is not likely that courts will ever tiptoe into this arena, so that if the Congress does not stand up for itself, no one else would stand up for it.  On this state of affairs, ironically, we also have the President to blame, for in his effort to delay a firm decision he never did what should have been done. Go to Congress for a candid review and evaluation of the overall situation.

After looking at the text of the Constitution, for me the next most important places to look for an understanding of war powers -- or any other constitutional provision -- are the other authoritative American legal documents of the Framing period.  I have in mind the Articles of Confederation, which acted as the existing national constitution at the time of the Constitution's drafting and ratification, and the state constitutions, which were the next most important constitutional documents that created state governments that were in many ways more powerful than the national government at the time.

I think careful consideration of these provisions will show that the power to "declare war" could not mean the power to authorize, commence, or start military hostilities.  Here is the provision on warmaking from Article IX of the Articles of Confederation:

The united States in congress assembled, shall have the sole and exclusive right and power of determining on peace and war, except in the cases mentioned in the sixth article . . .

Again, as with my earlier argument on Article I, Section 10 of the Constitution, Article IX is revealing because it does not use the phrase "declare war" to mean start or begin military hostilities.  If the Framers had wanted to grant Congress all of the power to decide on war, they would have used the same phrase as Article IX: "Congress shall have the sole and exclusive right and power of determining on peace and war."  Also notice that Article IX uses the words "sole and exclusive," meaning to me that no other institution has any say in making war.  Again, our Constitution of 1787 does not use that language -- as it does, for example, with the trial of impeachment by the Senate, which the Supreme Court has indeed read to exclude any other branch from participating.

Instead, the Framers of the Constitution of 1787 gave Congress the power to "declare war," which is a narrower power.  Again, reading the document as a whole, the Articles of Confederation show that declaring war is thought of as a different power than making war.  Article VI of the Articles of Confederation, which Article IX cites, further declares:

No State shall engage in any war without the consent of the united States in congress assembled, unless such State be actually invaded by enemies, or shall have received certain advice of a resolution being formed by some nation of Indians to invade such State, and the danger is so imminent as not to admit of a delay till the united States in congress assembled can be consulted; nor shall any State grant commissions to any ships or vessels of war, nor letters of marque or reprisal, except it be after a declaration of war by the united States in congress assembled, and then only against the kingdom or State and the subjects thereof, against which war has been so declared, and under such regulations as shall be established by the united States in congress assembled, unless such State be infested by pirates, in which case vessels of war may be fitted out for that occasion, and kept so long as the danger shall continue, or until the united States in congress assembled shall determine otherwise.

Article VI here shows that declaring war is about changing a legal status between nations, one necessary so that certain other steps, such as issuing a letter of marque and reprisal, could occur.  But notice that Article VI does not limit states in responding to hostilities with other types of military force until after declaration of war.

To follow up on my promise earlier, the first thing we would want to look at in interpreting the Constitution is the text itself.  The President is the "Commander-in-Chief" and the federal government's "executive power" is vested in him, though Article II of the Constitution does not define either term.  Congress has the powers to raise the military, issue rules for its governance and regulation, and fund it.  If these were the only constitutional terms on war, one would have to be left with the view that the Constitution arms both branches and leaves them to battle it out for control over war.

The deciding provision, then, for pro-Congress folks is that the Constitution gives Congress the power to "declare war."  Some assume that "declare" means "start," "authorize," or "commence."  Reading the provision this way creates problems -- for example, what about surprise attacks?  Supporters of the pro-Congress view of the Clause have to read in an unwritten exception for defending the nation from attack, among other things.

But the biggest problem is that this reading of "declare war" reads one common contemporary meaning of "declare war" back into the minds of the eighteenth century Framers.  For a clue, take a look at this provision, in Article I, Section 10:

No State shall, without the Consent of Congress, lay any Duty of Tonnage, keep Troops, or Ships of War in time of Peace, enter into any Agreement or Compact with another State, or with a foreign Power, or engage in War, unless actually invaded, or in such imminent Danger as will not admit of delay.

To me, this provision is telling.  Notice that starting a war is not referred to as "declare," but "engage."  Why not use "declare" in both places if it were to mean the same thing -- initiate hostilities?  Article I, Section 10 creates exactly the process -- Congress must consent before a state can engage in war -- between Congress and the states that "declare war" types think should exist between Congress and the President.  It even has the exception for self-defense from attacks!  But it seems to me that if the Declare War clause means that the President must get Congress's permission to start hostilities, it should have said: "The President shall not, without the Consent of Congress, engage the United States in War, unless actually invaded, or in such imminent Danger as will not admit of delay."

We should read the Constitution's provision in harmony, especially those enacted at the same time.  We should expect the Framers to have used the same words to mean the same things, or we have to believe that the Framers acted irrationally or without common understanding and purpose -- which I think is wrong.

The Wall Street Journal was kind to carry my op-ed today defending the constitutionality of Obama's decision to impose a no-fly zone over Libya. My view is that the constitution does not assign Congress the sole power to decide on hostilities, but instead leaves it open to the political process, with the President having the first mover advantage because of its structural advantages.

I have other concerns about how the Obama folks are managing the intervention, but that is a policy, not legal, issue.

I know some Ricochet contributors favor the idea that Congress's power to declare war must mean the sole power to start war. So in an experiment, I am going to post a variety of pieces of evidence, one by one, from the Framing period that support my side of things.  I welcome discussion about the meaning of all of these facts, as well as why others should receive greater precedence.

Of course, if one thinks the Constitution ought not be interpreted according to its original understanding, this is all besides the point. But then a) you are probably not a conservative, and b) you follow a more contemporary, living Constitution approach, which means you already agree with the way presidents have waged war for decades.

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